Mutual Funds and the New Total Expense Ratio
JA Haslem - Available at SSRN 1428593, 2010 - papers.ssrn.com
This study presents the construct of a New Total Expense Ratio built upon the concept of
normative transparency of disclosure that presents the reality of adviser/distributor payments …
normative transparency of disclosure that presents the reality of adviser/distributor payments …
What Independent Directors Should'Request'of Mutual Fund Advisers
JA Haslem - Available at SSRN 1302373, 2010 - papers.ssrn.com
The background to this study is the failure of mutual fund independent directors to fulfill their
obligations as “shareholder watchdogs,” as defined in the Investment Company Act of 1940 …
obligations as “shareholder watchdogs,” as defined in the Investment Company Act of 1940 …
Identifying stewardship mutual funds for individual investors
JA Haslem - Available at SSRN 2010752, 2013 - papers.ssrn.com
Since the 2003 mutual funds scandal, it has become quite clear that thoughtful, long-term
individual investors should focus on identifying and investing in stewardship funds. The …
individual investors should focus on identifying and investing in stewardship funds. The …
Normative Transparency of Mutual Fund Disclosure
JA Haslem - Available at SSRN 1105501, 2009 - papers.ssrn.com
Abstract The Investment Company Act of 1940 states that the interests of shareholders are
compromised when mutual funds are operated in the interest of fund managers. In this …
compromised when mutual funds are operated in the interest of fund managers. In this …
Indecent disclosure: The need for normative transparency of mutual fund disclosure
JA Haslem - Journal of Indexes, 2006 - papers.ssrn.com
Abstract The Investment Company Act of 1940 states that the interests of shareholders are
compromised when mutual funds are operated in the interest of fund advisers. In this regard …
compromised when mutual funds are operated in the interest of fund advisers. In this regard …
Identifying mutual fund stewardship
JA Haslem - Mutual Funds: Portfolio Structures, Analysis …, 2015 - papers.ssrn.com
The revelations of major scandals in the mutual funds industry brought intense feelings of
betrayal and financial loss to millions of fund shareholders whose assets were improperly …
betrayal and financial loss to millions of fund shareholders whose assets were improperly …
Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct
JA Haslem - The Journal of Wealth Management, 2015 - jwm.pm-research.com
The first goal of this article is to review types of transparency—relative versus absolute and
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
[BOOK][B] The Total Expense Ratio: The Reality of Distribution Fees' Behind the Mutual Fund Curtain'
JA Haslem - 2019 - researchgate.net
“In meeting the fiduciary standards of the Investment Company Act..., independent directors
have to focus on the investors whose interests they represent. And so the decision... whether …
have to focus on the investors whose interests they represent. And so the decision... whether …
[BOOK][B] Large and small funds: institutional versus boutique fund effects on unit trust investment performance
SR Molelekoa - 2012 - search.proquest.com
Individuals who rely on mutual funds to accumulate wealth need advice on how best to
select them (Ciccotello & Grant, 1996). The purpose of the study is to gain insight whether …
select them (Ciccotello & Grant, 1996). The purpose of the study is to gain insight whether …
[DOC][DOC] Chapter Sixteen Identifying Mutual Fund Stewardship
JA Haslem - researchgate.net
Characteristics of clean funds Chapter Sixteen Identifying Mutual Fund Stewardship John A.
Haslem, Ph.D. Professor Emeritus of Finance, Robert H. Smith School of Business, University …
Haslem, Ph.D. Professor Emeritus of Finance, Robert H. Smith School of Business, University …